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Consultation on

Meet Baseline Expectations 2

has begun

The InCommon Community Trust and Assurance Board (CTAB) has opened a consultation on a second set of Baseline Expectations, including three technical requirements aimed at improving security and the user experience. CTAB invites your input through October 19, 2020 prior to finalizing these requirements.

Schedule

DateSeptember 8, 2020Consultation beginsSeptember 23, 2020Baseline Expectations 2 Consultation Office Hour (see Office Hour below)October 19, 2020Consultation closes

Participate

Visit the Baseline Expectations 2 Consultation page to review the documents under consultation and to provide your feedback.

Anchoroffice-houroffice-hourOffice HourEventBaseline Expectations 2 Community Presentation and DiscussionDate/TIme

Wednesday, September 23, 2020

2 pm ET / 1 pm CT / Noon MT / 11 am PT

Coordinate

To join Zoom at the time of the webinar:

https://internet2.zoom.us/j/93574389824

Or Telephone:

US: +1 312 626 6799  or +1 646 558 8656  or +1 301 715 8592  or +1 346 248 7799  or +1 669 900 6833  or +1 253 215 8782

Webinar ID: 935 7438 9824

International numbers available: https://internet2.zoom.us/u/aPcgfKbSe

Invitation

Dear InCommon Participants:

The InCommon Community Trust and Assurance Board (CTAB) has opened a consultation on a second set of Baseline Expectations, including

Now

InCommon Participants established the InCommon Baseline Expectations for Trust in Federation in 2018 as a means to increase trust and interoperability among InCommon federation participants and to define what they expect of each other, and of InCommon Operations.

The second iteration of Baseline Expectations (Baseline Expectations 2, or BE2) was ratified by the InCommon Steering Committee in late 2020. BE2 officially went into effect on July 19, 2021.

BE2 is entering its closing phase. In November 2022, CTAB will formally recommend dispute resolution actions against entities not meeting BE2 requirements in. The outcome may result in the entity being removed from the InCommon metadata. 

Does my organization meet Baseline Expectations?

Visit the .be2-adherence-by-org v2.6 page to see if your organization meets the requirements of Baseline Expectations 2.

Baseline Expectations 2 Progress

The BE2 Progress is updated weekly. The line graph and table below are updated every Monday using the published metadata from the prior Friday.


As of October 21, 2022:


Count * 

Percent of Total

BE2-adhering Organizations

742

95%

BE2-adhering IdPs

564

98%

BE2-adhering SPs

5462

98%

IdP with Error URL

568

98%

SIRTFI-compliant IdPs

565

98%

SIRTFI-compliant SPs

5470

98%

* Starting July 22, the calculation counts entities with encryption score of C and below as "not meeting expectations".

Image Added

How are we doing on endpoint encryptions?

The following graphs illustrate the participants' progress toward strengthening connection endpoints. The graphs compare the data collected across five testing cycles between April 2021 and September 2022. 

The encryption test data is updated approximately monthly.

Endpoint Encryption Test Results among InCommon IdPs

Image Added


Apr 15 2021

Jul 22 2021

Oct 30 2021Jan 14 2022May 13 2022July 22 2022Aug 12 2022Sept 14
2022

A

186

323

398414420430432430

B

344

221

157145136132132129

C

10

6

212222

F

2

5

104100

n/a

39

32

251715131418


Endpoint Encryption Test Results among InCommon SPs

Image Added


Apr 15 2021

Jul 22 2021

Oct 30 2021Jan 14 2022May 13 2022July 22 2022Aug 12 2022Sept 14
2022

A

3263

3574

3893

40464065438844834481

B

1473

1205

982907821700618615

C

45

44

322624242222

F

23

17

3423145131010

n/a

800

554

525412420414437491



About Baseline Expectations 2

The second set of Baseline Expectations (BE2) adds three technical requirements aimed at improving security and the user experience.

 

Please review these expectations and take this opportunity to provide feedback. CTAB invites your input through October 19, 2020 prior to finalizing these requirements.

The InCommon community adopted Baseline Expectations for Trust in Federation in 2018, including a set of common expectations that all participants must meet. The effort concluded successfully in February 2019, when 100 percent of Federation participants met those expectations.

Baseline Expectations 2 (BE2) proposes three additional elements that all participants must meet by 2021.

Implementation of BE2 is now under way. The InCommon Federation is expected to officially transition to BE2 on July 19, 2021.

The three BE2 elements are:

  1. Each Identity Provider and Service Provider
will
  1. must secure its connection endpoints with current and trusted encryption (TLS).
  2. All Identity Providers and Service Providers
will
  1. must comply with the SIRTFI international security response framework.
  2. All Identity Providers
will
  1. must include an error URL in metadata

We will hold a community presentation and discussion on Wednesday, September 23 to provide a summary and answer questions about BE2. Details and Zoom coordinates are below.

The Baseline Expectations have improved the interoperability and security of the InCommon Federation, and these three additional elements are the next logical progression. Thank you for your support of Baseline and helping the community reach 100% adherence to these, just as we did during the first round.

Sincerely,

David St. Pierre Bantz
Chair, InCommon Community Trust and Assurance Board

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References

Archived Content

  1. .

STATEMENT: All Identity Providers (IdP) and Service Providers (SP) service endpoints must be secured with current and community-trusted transport layer encryption. 

When registering an entity (IdP or SP) in InCommon, all connection endpoints of that entity must be an https URL. The applied transport layer security protocol and associated cipher must be current and trusted by the community. 

Popular security testing software such as the Qualys SSL Lab Server test offers a convenient way to test your server against these criteria and identify weaknesses. If using the Qualys SSL Lab Server test, an overall rating of A or better is considered meeting the requirements of the InCommon Baseline Expectations.

MORE: Clarification - Encrypt Entity Service Endpoints

STATEMENT: All entities (IdP and SP) meet the requirements of the SIRTFI v1.0 trust framework when handling security incidents involving federation participants

The SIRTFI trust framework v1.0 enables standardized and timely security incident response coordination among federation participants. When signaling and responding to security incidents within the federation, entity operators shall adhere to the process defined in the Sirtfi framework.

MORE: Clarification - Entity Complies with SIRTFI v1.0

STATEMENT: All IdP metadata must include an errorURL; if the condition is appropriate, SPs should use the IdP-supplied errorURL to direct the user to proper support.

IdP entity metadata must include a valid errorURL in its IDPSSODescriptor element.

An errorURL specifies a location to direct a user for problem resolution and additional support in the event a user encounters problems accessing a service. In SAML metadata for an IdP, errorURL is an XML attribute applied to the IDPSSODescriptor element. 

When a service provider is unable to process an authentication assertion from an IdP, it may display within its error message a link to this URL to direct the user back to the IdP for additional assistance.  

MORE: Clarification - IDP Metadata Must Have an Error URL

  • Community Consensus for Baseline Expectations 2
  • Baseline Expectation 1 wiki archive